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Read MoreJustin Ranger: Ameriprise Fires New Orleans Advisor
Metairie, Louisiana financial advisor Justin Ranger (CRD# 5229729) was recently fired by his former member firm in connection with alleged rule violations. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Ameriprise Financial Services broker is currently registered as an advisor with Second Line Capital.
Mr. Ranger’s BrokerCheck report discloses his termination from Ameriprise Financial Services. Filed in February 2024, it states that the firm fired him in connection with allegations hat he provided “inaccurate information as part of an internal investigation in violation of Firm policy and Code of Conduct.” The disclosure provides no additional context regarding the alleged conduct that led to the investigation.
Second Line Capital’s website includes a page describing the firm’s services and approach to investment management. “At Second Line Capital, we are dedicated to supporting financial advisors and their teams to make the most of their practices,” it states. “Our specialized expertise in retirement planning, asset management, and financial planning allows us to provide top-notch service to our clients. Our streamlined back-office support also ensures that our advisors can focus on growth and provide the best possible service to their clients.”
According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Justin Ranger holds 16 years of securities industry experience. Based in Metairie, Louisiana, he has been registered as an investment advisor with Second Line Capital since March 2024. His past registrations include Ameriprise Financial Services (New Orleans, Louisiana; 2020-2024), Raymond James & Associates (New Orleans, Louisiana; 2013-2020), and Wells Fargo Advisors (New Orleans, Louisiana; 2007-2013). His credentials include the passage of seven securities industry qualifying exams: the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Louisiana. (Information current as of March 8, 2024.)
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