Jeffrey Lieberman: Morgan Stanley Advisor Lands $2mm Complaint

A recent investor complaint against Los Angeles, California Jeffrey Lieberman (CRD# 1532375) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Morgan Stanley.

Mr. Lieberman’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that as a representative of Morgan Stanley, he failed to disclose the risks and costs associated with a liquidity access line between June 2009 and August 2023. The pending complaint alleges damages of $2 million.

Morgan Stanley’s website includes a profile of Mr. Lieberman in which he describes his background, experience, and philosophy as an investment advisor. “As for knowledge, I have spent my entire career pursuing rigorous, intensive training so I know what I’m talking about with my clients,” he writes, describing his designations as a Certified Financial Planner, Certified Private Wealth Advisor, Certified Investment Management Analyst, Family Wealth Director, Global Sports and Entertainment Director, and Portfolio Manager. “This rare combination means added value for my clients, whether I am creating and managing an investment portfolio, or providing comprehensive wealth management that may include advanced planning, trust services, philanthropic advice, and/or retirement planning.”

According to the Financial Industry Regulatory Authority, Jeffrey Lieberman holds 37 years of securities industry experience. Based in Los Angeles, he has been registered as a broker and an investment advisor with Morgan Stanley since 2009. His past registrations include Citigroup Global Markets (Los Angeles, California; 2001-2009), Merrill Lynch (New York, New York; 1987-2001), Mony Securities (1986-1987), and ManEquity. His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 28 state licenses. (Information current as of August 25, 2024.)

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