Eva Ovejero: Ex-Morgan Stanley Advisor Faces $3 Million Complaint

Miami financial advisor Eva Ovejero (CRD# 4782585) recently received an investor complaint alleging that her conduct resulted in damages exceeding $3 million. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Raymond James & Associates.

Ms. Ovejero’s BrokerCheck report discloses one investor complaint. Filed in September 2024, it alleges that as a representative of Morgan Stanley, she acted negligently, misrepresented material facts, breached her fiduciary duty, and induced the customer “to invest with a third-party in investments managed and held away from” the firm. The pending complaint alleges damages of $3,275,000.

Investors should be aware that the “misrepresentation” of significant information regarding investments is prohibited by FINRA rules and other industry standards. The most relevant rule regarding misrepresentation may be FINRA Rule 2020, which states that brokers may not “effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.” Representatives who offer their clients misleading information may be found liable for damages in the event of losses.

According to the Financial Industry Regulatory Authority, Eva Ovejero holds 20 years of securities industry experience. Based in Miami, Florida, she has been registered as a broker and an investment advisor with Raymond James & Associates since 2023. Her past registrations include Morgan Stanley (Miami, Florida; 2009-2023) and Citigroup Global Markets (Miami, Florida; 2004-2009). Her credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. She is licensed in California, Florida, Maryland, New York, and Texas. (Information current as of October 12, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.