Aaron Rask: Suitability Allegations Against Ex-NYLife Advisor

A recent investor complaint against Broomfield, Colorado financial advisor Aaron Rask (CRD# 5960444) alleges that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker with MML Investors Services, also known as MassMutual, having previously been registered with NYLife Securities.

Mr. Rask’s BrokerCheck report discloses two investor complaints. The most recent, filed in February 2025, alleges that as a representative of NYLife Securities, he sold “unsuitable and inappropriate financial products,” including a variable annuity and insurance investments. The pending complaint alleges unspecified damages.

An earlier investor complaint, filed in 2018, alleged that as an NYLife representative, he misrepresented “the fund allocations and contractual terms of three variable annuities.” In 2019 the complaint reached a settlement of $22,113.74.

Mr. Rask’s LinkedIn profile includes a section in which he describes his experience and services. “I am a dedicated resource bringing the financial experience and expertise that helps Real Estate Professionals and Business Owners succeed through financial solutions tailored to their needs,” he explains. “With over 10 years of experience helping Real Estate Professionals and Business Owners achieve their personal and business goals, my work focuses on comprehensive financial services for my clients.”

According to the Financial Industry Regulatory Authority, Aaron Rask holds 13 years of securities industry experience. Based in Broomfield, Colorado, he has been registered as a broker with MML Investors Services since June 2024. He was previously registered with NYLife Securities in Broomfield from 2012 until 2024. His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7TO; the Securities Industry Essentials Examination, or SIE; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Colorado, the District of Columbia, Florida, Texas, and Washington. (Information current as of April 13, 2025.)

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