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Anibal Drelichman: $115K Complaint Against UBS, ex-RBC Advisor

Washington, DC financial advisor Anibal Drelichman (CRD# 2916477) recently received an investor complaint alleging that he made unauthorized transactions. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with UBS Financial Services, having previously been registered with RBC Capital Markets.

Mr. Drelichman’s BrokerCheck report discloses one investor complaint. Filed in November 2024, it alleges that as a representative of RBC Capital Markets, he charged undisclosed fees and made unauthorized transactions. The pending complaint alleges damages of $115,680.

UBS Financial Services’ website includes a profile of Mr. Drelichman in which he describes his experience and approach to working with his clients. “By taking a comprehensive approach to wealth planning, I help my clients tailor customized financial solutions to meet their unique needs and financial goals,” he explains. “This starts with establishing a solid relationship built on trust and experience, which is essential in navigating both good and volatile markets.”

According to the Financial Industry Regulatory Authority, Anibal Drelichman holds 26 years of securities industry experience. Based in Washington, DC, he has been registered as a broker and an investment advisor with UBS Financial Services since 2024. His registration history includes RBC Capital Markets (2017-2024), Oppenheimer & Company (2009-2017), Citigroup Global Markets (2005-2009), Morgan Stanley (2000-2005), Painewebber (1998-1999), and American Express Financial Advisors (1997-1998). His credentials include the passage of five securities industry qualifying exams: the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 24 state licenses. (Information current as of February 22, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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