Close Menu
Free Consultation: 888-976-6111

Casey Walker: $375K Complaint Against Alta Vista Financial Advisor

Tooele, Utah financial advisor Casey Walker (CRD# 3190125) recently received an investor complaint alleging his investment recommendations led to damages exceeding $300,000. Financial Industry Regulatory Authority records show that he is a broker with Cetera Advisors, doing business as Alta Vista Financial Services.

Mr. Walker’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of Cetera Advisor Networks, he recommended unsuitable real estate investments. The pending complaint alleges damages of $375,000.

A profile for Mr. Walker on Alta Vista Financial Services’ website describes his focus on helping his clients achieve their financial goals “by taking measured risk” and employing protective measures when necessary. “For now, over two decades Casey has been working with clients who value quality work for a fair price,” the profile states. “Casey works hard to create conversations efficient

Portfolios for clients who understand the importance of diversification. Well trained with significant local financial institution experience… When specific financial goals, sometimes complicated needs can be matched with simple products and services, Casey has made it easier to work with members for many years”

According to the Financial Industry Regulatory Authority, Casey Walker holds 23 years of securities industry experience. Based in Tooele, Utah, he has been a broker with Cetera Advisor Networks since 2004. He is also registered with the firm’s office in Salt Lake City, Utah, as well as in Loma Linda and Redlands, California. His registration history includes Beneficial Investment Services (Salt Lake City, Utah; 2006-2008) and Park Avenue Securities (New York, New York; 2000-2004). His credentials include the passage of four securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Colorado, Idaho, Indiana, Kansas, Missouri, Montana, Nevada, Oregon, South Dakota, Texas, Utah, Virginia, Washington, and Wyoming. (Information current as of November 18, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Mohammed Salim: FINRA Bars Ex-Morgan Stanley Broker

    Former New York City financial advisor Mohammed Salim (CRD# 7126671) was recently sanctioned and barred in connection with allegedly unauthorized...

    Read More
  • Don Everhart: Ex-Whitehall-Parker Advisor Suspended; GWG Sales

    Former Dixon, California financial advisor Don Everhart (CRD# 2150508) allegedly recommended an unsuitable investment in GWG L bonds, according to...

    Read More
  • Lilly Han: $180K Complaint Against TKC Wealth Advisor

    Dallas, Texas financial advisor Lilly Han (CRD# 6781075) allegedly misrepresented private placements, according to a recent investor complaint. Financial Industry...

    Read More
  • Frank Hill: $500K Complaint Against Meritrust Advisor

    Louisville, Kentucky financial advisor Frank Hill (CRD# 2208115) allegedly misrepresented and recommended an unsuitable investment, according to a recent investor...

    Read More
  • Previous
  • Next