A recent sanction against Belmont, North Carolina financial advisor Chris Shaw (CRD# 5011382) alleged that he recommended unsuitable investments in...
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60 Minutes: Thrown For A Loss: https://www.cbsnews.com/news/60-minutes-nfl-players-lose-millions-in-risky-investment/
Washington Post: Athletes Hire Him When They Think They’ve Been Swindled: https://www.washingtonpost.com/news/magazine/wp/2019/05/09/feature/athletes-hire-him-when-they-think-theyve-been-swindled/
OnWallStreet: Morgan Stanley loses $4.2M arbitration to an ex-NFL player and a lottery winner: https://onwallstreet.financial-planning.com/news/morgan-stanley-loses-42-million-arbitration-to-ex-nfl-player-lottery-winner
OnWallStreet: Ex-NBA, NFL players win $800K case against Morgan Stanley: https://onwallstreet.financial-planning.com/news/ex-nba-nfl-players-win-800k-case-against-morgan-stanley
AdvisorHub: Barred ‘Bada Bing’ Broker Gives Morgan Stanley More Headaches: https://advisorhub.com/barred-bada-bing-broker-gives-morgan-stanley-more-headaches/
Washington Post: Lawyer says Adrian Peterson was ‘taken advantage of’ amid latest report of financial troubles: https://www.washingtonpost.com/sports/2019/07/23/lawyer-says-adrian-peterson-was-taken-advantage-amid-latest-report-financial-troubles/
Financial Advisor Magazine: Former Pro Athletes To Receive Restitution For Bad Advice: https://www.fa-mag.com/news/pro-athletes-receive-restitution-for-bad-advice-27080.html
Sun Sentinel: Pro players fight what they call dishonest money managers: http://articles.sun-sentinel.com/2013-12-25/news/fl-odrick-finra-broker-complaint-20131225_1_financial-adviser-jeffrey-rubin-former-pro-football-players
Yahoo! Sports: Terrell Owens suing former agent Drew Rosenhaus: https://sports.yahoo.com/news/nfl–terrell-owens-suing-former-agent-213336186.html
OnWallStreet: NFL players hit Wells Fargo, Morgan Stanley with $1.8M arbitration claims: https://www.onwallstreet.com/news/nfl-players-hit-wells-fargo-morgan-stanley-with-18m-arbitration-claims