Chris Sivley: Horizon Group Advisor Faces $100K-$500K Complaint

Ponte Vedra Beach, Florida financial advisor Chris Sivley (CRD# 3070468) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Raymond James Financial Services, doing business as The Horizon Group.

Mr. Sivley’s BrokerCheck report discloses one investor complaint. Filed in January 2024, it alleges that as a representative of Truist Investment Services, he “provided poor market and investment advice.” The pending complaint alleges damages between $100,000 and $500,000.

Raymond James Financial Services’ website includes a profile of Mr. Sivley and a description of his practice within the firm, The Horizon Group. “Whether we are providing professional investment consulting or complete financial planning, you can rely on us to take care of the big picture and the finer details with an approach that is as disciplined as it is strategic,” it states. “It all starts with developing a deep understanding of your needs. From there we aim to offer personalized attention, the dedicated and focused service with integrity, and the advocacy needed on your side of the table. Our rigorous process ensures a comprehensive plan.”

According to the Financial Industry Regulatory Authority, Chris Sivley holds 25 years of securities industry experience. Based in Ponte Vedra Beach, Florida, he has been registered as a broker and an investment advisor with Raymond James Financial Services since May 2024. His past registrations include Truist Investment Services (Saint Augustine, Florida; 2020-2024), BB&T Securities (Richmond, Virginia; 2013-2021), Scott & Stringfellow (Ponte Vedra Beach, Florida; 2012-2013), Wells Fargo Advisors (Ponte Vedra Beach, Florida 2001-2012), and Compass Brokerage (Birmingham, Alabama; 1998-2001). His credentials include the passage of seven securities industry qualifying exams: the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor – General Module Examination, or Series 10; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 43 state licenses. (Information current as of June 5, 2024.)

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