Close Menu
Free Consultation: 888-976-6111

Christopher Christensen: FINRA Complaint Against ex-iCap CEO

Former Issaquah, Washington financial advisor Christopher Christiansen (CRD# 7680869) is the subject of a FINRA complaint alleging that he violated industry rules. Financial Industry Regulatory Authority records show that he was previously registered as a broker and an investment advisor with Airlink Markets.

A complaint filed by FINRA on January 13, 2025 describes the regulator’s allegations against him. As it explains, he allegedly failed to provide documents, information, and testimony requested by FINRA pursuant to FINRA Rule 8210, as part of its investigation into his conduct. The investigation concerned “outside business activities and private securities transactions.” As the complaint notes, he was registered with Airlink Markets from January 2023 until March 2024, when he voluntarily terminated his registration.

At the time he resigned, FINRA states, he “was under internal review… based on his representations that the ‘parent company of the broker/dealer has filed bankruptcy and that he has been sued personally by some investors of the parent company.’” The complaint notes further that Airlink’s parent company, iCap Enterprises, of which Mr. Christensen was founder and Chief Executive Officer, declared bankruptcy in December 2023. It explains that iCap, “through various subsidiaries, raised millions of dollars from thousands of investors purportedly to invest in real estate projects” before filing for bankruptcy. FINRA alleges that Mr. Christensen’s refusal to provide documents and information, and to appear for testimony, violates FINRA Rules 8210 and 2010. The regulator seeks the imposition of sanctions against him in the pending complaint.

According to the Financial Industry Regulatory Authority, Christopher Christensen holds less than one year of securities industry experience. Most recently based in Issaquah, Washington, he was registered with Airlink Markets from October 2023 until March 2024. His credentials include the passage of two securities industry qualifying exams: the General Securities Representative Examination, or Series 7TO; and the Securities Industry Essentials Examination, or SIE. He is not licensed with any state or firm. (Information current as of January 14, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Kendal Cann: $50K Complaint Against Privileged Planning Advisor

    Saint Johns, Florida financial advisor Kendal Cann (CRD# 6504618) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...

    Read More
  • Paul Getty: Emerson, First Guardian Advisor Denies $435K Complaint

    San Mateo, California financial advisor Paul Getty (CRD# 6470002) has received multiple investor complaints alleging that his conduct resulted in...

    Read More
  • Katie Wei: $300K Complaint Against Ameriprise Advisor

    Redwood City, California financial advisor Katie Wei (CRD# 6242083) recently received an investor complaint alleging that her conduct resulted in...

    Read More
  • Bob Chung: SEC Charges Arete Advisor in Fraud

    Chicago financial advisor Bob Chung (CRD# 6208569) was recently charged by the Securities and Exchange Commission in connection with allegations...

    Read More
  • Previous
  • Next