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Read MoreCraig Emerson: $215K Complaint Against Fourest Advisor
A recent investor complaint against Greenwood Village financial advisor Craig Emerson (CRD# 2761245) alleges that his conduct resulted in six0figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Cetera Advisor Networks, as well as a representative of Fourest LLC.
Mr. Emerson’s BrokerCheck report discloses one investor complaint. Filed in July 2023, it alleges that as a representative of Cetera Advisor Networks, he breached his fiduciary duty in connection with an investment in exchange-traded funds. The pending complaint alleges damages of $215,000.
In his profile on Fourest‘s website, Mr. Emerson is described as one of the firm’s founding members. “He works with a wide range of clients, offering advice in what he calls the 4 Ws of financial planning; Wealth Creation, Wealth Management, Wealth Preservation, and Wealth Transfer,” the profile states. The firm’s “Mission” page states that its client relationships are built on trust, integrity, service, and independence, and that it specializes in wealth accumulation, management, preservation, and transfer.
According to the Financial Industry Regulatory Authority, Craig Emerson holds 20 years of securities industry experience. Based in Greenwood Village, Colorado, he has been a broker and an investment advisor with Cetera Advisor Networks since 2019 and 2023, respectively. His past registrations include Summit Brokerage Services (Greenwood Village, Colorado; 2016-2019), VSR Financial Services (Greenwood Village, Colorado; 2009-2016), and H. Beck (Greenwood Village, Colorado; 2003-2009). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He holds 32 state licenses. (Information current as of September 4, 2023.)
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