Close Menu
Free Consultation: 888-976-6111

Craig Fredrickson: $499K Complaint Against FutureVest Advisor

A recent investor complaint against Bountiful, Utah financial advisor Craig Fredrickson (CRD# 1202302) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Berthel Fisher & Company Financial Services, as well as the owner of FutureVest Financial Services.

Mr. Fredrickson’s BrokerCheck report discloses one investor complaint. Filed in February 2024, it alleges that as a representative of Berthel Fisher & Company Financial Services, he misrepresented and recommended unsuitable investments and breached his fiduciary duty. The pending complaint alleges damages of $499,000.

FutureVest Financial Services’ website includes a description of Mr. Fredrickson’s qualifications as a financial advisor. “Craig has been working with individuals and businesses in the area for several years,” it states. “One of the benefits of working with Craig is his ability to provide clear, easily understood explanations of financial products and services. The personalized program that he can provide is a roadmap to working toward a more secure financial future.” Elsewhere, the firm lays out its mission to maintain integrity in its relationship with each client. “We endeavor to know and understand your financial situation and provide you with only quality information, services, and products to help you reach your goals,” it states.

According to the Financial Industry Regulatory Authority, Craig Fredrickson holds 21 years of securities industry experience. Based in Bountiful, Utah, he has been a broker and an investment advisor with Berthel Fisher & Company Financial Services since 2008. He is the owner of FutureVest Financial Services. His past registrations include Money Concepts Capital Corporation (Bountiful, Utah; 2005-2008) and First American National Securities (1983-1986). His credentials include the passage of six securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Investment Company Products/Variable Contracts Representative Examination, or Series 6TO; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Alaska, Arizona, California, Colorado, Florida, Idaho, Kansas, Maryland, Montana, Nevada, New York, Oregon, Texas, Utah, Virginia, and Washington. (Information current as of March 8, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Johnathan Sawaged: Quint Advisor Fired by B. Riley

    Poughkeepsie, New York financial advisor Johnathan Sawaged (CRD# 7061837) was recently terminated from a former member firm in connection with...

    Read More
  • Kristopher Aubrey: CS Planning Advisor Fired by Edward Jones

    Lafayette, Louisiana financial advisor Kristopher Aubrey (CRD# 6995271) was fired by his former member firm in connection with alleged rule...

    Read More
  • Greg Ritter: $135K Complaint Against Family Financial Advisor

    Delaware, Ohio financial advisor Greg Ritter (CRD# 3087358) allegedly violated securities industry rules and regulations, according to a recent investor...

    Read More
  • Andy Huang: Glendale Securities Advisor Faces $580K Complaint

    Brooklyn, New York financial advisor Andy Huang (CRD# 3268328) recently received an investor complaint that alleges conversion of funds and...

    Read More
  • Previous
  • Next