Dan Curtin: JP Morgan Advisor Faces $40 Million Complaint

Boston financial advisor Dan Curtin (CRD# 2213788) recently received an investor complaint alleging that his conduct resulted in eight-figure losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with JP Morgan.

Mr. Curtin’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of JP Morgan, he failed in his supervisory responsibilities in connection with the customer’s managed account. The pending complaint alleges damages of $40 million.

JP Morgan’s website features a profile of Mr. Curtin that notes he is a Market Manager at the firm’s Private Bank in New England. “Dan is responsible for delivering the firm’s investing, credit, tax and estate planning, family office management and philanthropy capabilities to high-net-worth individuals,” the profile states, noting that his team offers wealth management strategies to individuals, families, and nonprofits. “Dan has worked in the investment management industry since 1991 and has managed the J.P. Morgan investments team in Boston since 2007,” it continues. “Prior to joining J.P. Morgan, he was an investment professional at Goldman Sachs & Co. and also held a variety of leadership positions at Fidelity Investments.”

Other current or former JP Morgan advisors to receive investor complaints include Jason Gopen, Sam Schoner, Matt Kutcher, and Ed Turley.

According to the Financial Industry Regulatory Authority, Dan Curtin holds 30 years of securities industry experience. Based in Boston, Massachusetts, he has been a broker and an investment advisor with JP Morgan since 2007. His past registrations include Goldman Sachs & Company (New York, New York; 2000-2007), JP Morgan Securities (New York, New York; 1999), and Fidelity Brokerage Services (Smithfield, Rhode Island; 1992-1998). His credentials include the passage of nine securities industry qualifying exams: the General Securities Sales Supervisor Examination (Options Module & General Module), or Series 8; the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the National Commodity Futures Examination, or Series 3; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 53 state licenses. (Information current as of December 15, 2023.)

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