Jamie Nowakowski: Advanced Wealth Strategies Advisor Lands Complaints

Recent investor complaints against Hebron, Connecticut advisor Jamie Nowakowski (CRD# 4472043) allege that her investment recommendations led to six-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Equitable Advisors, having previously been registered with Coastal Equities. She is also the owner of Advanced Wealth Strategies.

Ms. Nowakowski’s BrokerCheck report discloses five investor complaints. The two most recent, filed in 2024, allege that she recommended unsuitable alternative investments as a representative of Coastal Equities. Both pending complaints allege unspecified damages.

An earlier investor complaint, filed in 2023, similarly alleged that as a Coastal Equities representative, she made unsuitable investment recommendations. In June 2024 the complaint reached a settlement of $30,000.

A fourth investor complaint, filed in 2022, alleged that she misrepresented and recommended unsuitable alternative investments as a representative of Coastal Equities. In February 2024 the complaint reached a settlement of $110,000.

A fifth investor complaint, filed in 2022, alleged that she recommended an unsuitable investment in GWG Holdings and failed to perform due diligence on the product. In 2023 the complaint reached a settlement of $35,000.

Advanced Wealth Strategies’ website includes a page describing Ms. Nowakowski’s experience and approach to working with her clients. “Over the years, I have found effective methods to help clients who have a wide variety of needs as they maneuver through a complex financial-services world,” she explains. “I take a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available.”

According to the Financial Industry Regulatory Authority, Jamie Nowakowski holds 22 years of securities industry experience. Based in Hebron, Connecticut, she has been registered as a broker and an investment advisor with Equitable Advisors since 2020. Her registration history includes Coastal Equities, Wells Fargo Advisors, CCO Investment Services, IFMG Securities, Banc of America Investment Services, and Quick & Reilly. She is licensed in California, Colorado, Connecticut, Florida, Iowa, New Hampshire, New York, Rhode Island, and South Carolina. (Information current as of August 3, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.