Jason Pintus: $105K Complaint Against Monmouth Capital Advisor

A pending investor complaint against Point Pleasant Beach, New Jersey financial advisor Jason Pintus (CRD# 5239408) alleges that he breached his fiduciary duty and churned investments in a customer’s account. Financial Industry Regulatory Authority records indicate that he is a broker and an investment advisor with Monmouth Capital Management.

Mr. Pintus’s BrokerCheck report discloses one investor complaint. Filed in October 2022, it alleges that as a representative of Monmouth Capital Management, he recommended unsuitable investments in over-the-counter and listed equities, churned investments, breached his fiduciary duty, engaged in negligence, breached contract, and misrepresented and omitted material facts regarding the investments he recommended. The pending complaint alleges damages of $105,055.67. For additional reading about misrepresentation, unsuitable recommendations, negligence, and other conduct forbidden by FINRA rules, visit our investor resources.

According to the Financial Industry Regulatory Authority, Jason Pintus holds 12 years of securities industry experience. Based in Point Pleasant Beach, New Jersey, he has been a broker and an investment advisor with Monmouth Capital Management since 2020. His past registrations include MML Investors Services in Edison, New Jersey (2018-2019) and Tinton Falls, New Jersey (2015-2016), and Legend Securities in Tinton Falls, New Jersey (2009-2015). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Operations Professional Examination, or Series 99TO; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Colorado, the District of Columbia, Iowa, Kansas, Michigan, New Jersey, New York, Oklahoma, Texas, and Vermont. (Information current as of January 14, 2023.)

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