Close Menu
Free Consultation: 888-976-6111

Larry Feldmesser: Stifel Advisor Receives 6-Figure Complaint

A recent investor complaint against Washington, DC financial advisor Larry Feldmesser (CRD# 1848547) alleges that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Stifel Nicolaus & Company.

Mr. Feldmesser’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that he acted negligently, misrepresented an investment in a certificate of deposit, and violated Wisconsin securities law. The pending investor complaint alleges damages of $189,844.

Stifel Nicolaus & Company’s website includes a page about the company’s Washington, DC branch, where Mr. Feldmesser is located. “At Stifel, we believe in doing business face to face,” it explains. “We want to understand your unique financial objectives so that we can develop a strategy specific to your needs and long-term financial goals… Together, you and your Stifel Financial Advisor can identify an appropriate asset allocation strategy and choose investments that are consistent with your objectives and your risk tolerance.”

According to the Financial Industry Regulatory Authority, Larry Feldmesser holds 34 years of securities industry experience. Based in Washington, DC, he has been registered as a broker and an investment advisor with Stifel Nicolaus & Company since 2008. His past registrations include InterOcean Securities (Chicago, Illinois; 2007-2008), Ameriprise Financial Services (Brookfield, Wisconsin; 2007), UBS Financial Services (Brookfield, Wisconsin; 1999-2007), Merrill Lynch (New York, New York; 1996-1999), Dean Witter Reynolds (Purchase, New York; 1996), Schroder Wertheim & Company (New York, New York; 1995), Oppenheimer & Company (New York, New York; 1994-1995), the Chicago Corporation (Chicago, Illinois; 1991-1994), Tucker Anthony (Boston, Massachusetts; 1991), Mabon Nugeny & Company (1990-1991), and Tucker Anthony (1989-1990). His credentials include the passage of seven securities industry qualifying exams: the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 31 state licenses. (Information current as of September 29, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Johnathan Sawaged: Quint Advisor Fired by B. Riley

    Poughkeepsie, New York financial advisor Johnathan Sawaged (CRD# 7061837) was recently terminated from a former member firm in connection with...

    Read More
  • Kristopher Aubrey: CS Planning Advisor Fired by Edward Jones

    Lafayette, Louisiana financial advisor Kristopher Aubrey (CRD# 6995271) was fired by his former member firm in connection with alleged rule...

    Read More
  • Greg Ritter: $135K Complaint Against Family Financial Advisor

    Delaware, Ohio financial advisor Greg Ritter (CRD# 3087358) allegedly violated securities industry rules and regulations, according to a recent investor...

    Read More
  • Andy Huang: Glendale Securities Advisor Faces $580K Complaint

    Brooklyn, New York financial advisor Andy Huang (CRD# 3268328) recently received an investor complaint that alleges conversion of funds and...

    Read More
  • Previous
  • Next