Close Menu
Free Consultation: 888-976-6111

Len Hirsh: SEIA, Ex-Osaic Advisor Lands $600K Complaint

A recent investor complaint against Los Angeles financial advisor Len Hirsch (CRD# 4216156) alleges that his investment strategies resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Signature Estate Securities and an investment advisor with Signature Estate & Investment Advisors.

Mr. Hirsh’s BrokerCheck report discloses one investor complaint. Filed in July 2024, it alleges that as a representative of Osaic Wealth, he implemented inappropriate option trading strategies that resulted in losses. The pending complaint alleges damages of $600,000.

Signature Estate & Investment Advisors’s website includes a profile of Mr. Hirsh that describes his experience and services. “He provides holistic wealth-management services to high-net-worth individuals, organizations and companies,” it explains. “Len’s emphasis is investment management, retirement planning, and estate planning strategies primarily for affluent entrepreneurs, executives, athletes and entertainers.”

According to the Financial Industry Regulatory Authority, Len Hirsh holds nine years of securities industry experience. Based in Los Angeles, California, he has been registered as a broker with Signature Estate Securities since 2016 and an investment advisor with Signature Estate & Investment Advisors since 2023. His registration history includes Osaic Wealth (Redondo Beach, California; 2018-2023), Signator Investors (Los Angeles, California; 2016-2018), and Barclays Global Investors Services (New York, New York; 2000-2001). His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, Colorado, Florida, Idaho, Illinois, Indiana, Kansas, Maine, Nevada, Pennsylvania, Tennessee, Texas, Utah, Washington, and Wisconsin. (Information current as of August 3, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Johnathan Sawaged: Quint Advisor Fired by B. Riley

    Poughkeepsie, New York financial advisor Johnathan Sawaged (CRD# 7061837) was recently terminated from a former member firm in connection with...

    Read More
  • Kristopher Aubrey: CS Planning Advisor Fired by Edward Jones

    Lafayette, Louisiana financial advisor Kristopher Aubrey (CRD# 6995271) was fired by his former member firm in connection with alleged rule...

    Read More
  • Greg Ritter: $135K Complaint Against Family Financial Advisor

    Delaware, Ohio financial advisor Greg Ritter (CRD# 3087358) allegedly violated securities industry rules and regulations, according to a recent investor...

    Read More
  • Andy Huang: Glendale Securities Advisor Faces $580K Complaint

    Brooklyn, New York financial advisor Andy Huang (CRD# 3268328) recently received an investor complaint that alleges conversion of funds and...

    Read More
  • Previous
  • Next