Matt Mitchell: BOK Financial Advisor Faces $300K Complaint

Tulsa, Oklahoma financial advisor Matt Mitchell (CRD# 4908737) allegedly failed to disclose the risks of an investment, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with BOK Financial Securities.

Mr. Mitchell’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2024, alleges that as a representative of BOK Financial, he did not inform the customer of the risks associated with investments in real estate products. The pending complaint alleges damages of $300,000.

An earlier investor complaint, filed in 2023, alleged that as a BOK Financial representative, he made an unsuitable recommendation to purchase and hold a non-traded real estate investment trust. The complaint reached a settlement of $37,500.

BOK Financial Securities’ website includes a profile of Mr. Mitchell that describes his experience and approach as a Senior Financial Consultant at the firm. “Matt is a professional financial advisor with an easy-to-understand approach,” it explains. “He holds a bachelor’s degree in business administration from the University of Oklahoma. He enjoys spending time with his family when he’s not at work. He feels it’s important for his clients to know he is willing to help anyone.”

According to the Financial Industry Regulatory Authority, Matt Mitchell holds 19 years of securities industry experience. Based in Tulsa, Oklahoma, he has been registered as a broker and an investment advisor with BOK Financial Securities since 2012. His registration history includes  Spire Securities, Morgan Stanley, and Citigroup Global Markets. His credentials include the passage of five securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Municipal Securities Representative Examination, or Series 52TO; and the Uniform Combined State Law Examination, or Series 66. He holds 33 state licenses. (Information current as of November 11, 2024.)

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