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Read MorePeter Huminski: Fortress Advisor Fired by Blue Jasper Capital
Raleigh, North Carolina financial advisor Peter Huminski (CRD# 4591190) was recently fired from his former member firm in connection with allegations that he improperly took a loan from a client. Financial Industry Regulatory Authority records show that the former Blue Jasper Capital advisor is currently registered as a broker with Fortress Private Ledger.
Mr. Huminski’s BrokerCheck report discloses his termination from Blue Jasper Capital. Filed in March 2024, it states that the firm fired him after it received a phone call from a client who stated that “Mr. Huminski had solicited and accepted loans from them.” The disclosure notes that Blue Jasper Capital’s Code of Ethics prohibited accepted a loan from a client, and that at the time of his termination he was “under investigation to determine the extent of the harm to this client, and to find if more of Mr. Huminksi’s clients have been affected.”
An archived version of Thorium Wealth Management’s website includes a profile of Mr. Huminski that describes him as the founder of the firm, which offered securities through Kestra. “With over 20 years of experience in wealth management, I am dedicated to helping business owners and successful individuals address their financial needs by developing a holistic plan focused around their long term goals,” he wrote of his background. “My extensive experience – throughout major shifts in the markets – enables me to help my clients structure their financial and intellectual capital to address their specific financial goals.”
According to the Financial Industry Regulatory Authority, Peter Huminski holds 20 years of securities industry experience. Based in Raleigh, North Carolina, he has been a broker with Fortress Private Ledger since April 2024. His past registrations include Blue Jasper Capital, Kestra Investment Services, Independent Advisor Alliance, LPL Financial, Wells Fargo Advisors, SunTrust Investment Services, and BB&T Asset Management. His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is currently not licensed in any state. (Information current as of April 3, 2024.)
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