Ran Regev: $150K Complaint Against Regev Financial Advisor

Fort Lauderdale financial advisor Ran Regev (CRD# 5469190) allegedly made unsuitable trades, according to a recent six-figure investor complaint. Financial Industry Regulatory Authority records show that the Osaic Wealth broker and investment advisor is also a representative of Regev Financial Services.

Mr. Regev’s BrokerCheck report disclose two investor complaints. The most recent, filed in March 2024, alleges that as a representative of SagePoint Financial, he made unsuitable discretionary trades in the customer’s account. The pending complaint alleges damages of $150,000.

An earlier investor complaint, filed in 2013, alleged that as a representative of MetLife Securities, he “provided incorrect information when funds were transferred from an existing variable annuity into a new variable annuity.” The complaint reached a settlement of $15,385.

Regev Financial Services’ website includes a profile of Mr. Regev that describes his background and experience as one of the firm’s founding members. “Ran’s career has specialized in servicing  a wide range of demographics, specifically Florida Retirement Services (FRS) participants, medical professionals, professional athletes and high net worth executives while utilizing the most advanced and dynamic financial planning, risk & investment management platforms available,” it states. “Prior to RFG, Ran was a Managing Sales Director at MetLife where he focused on managing the largest sales unit in the firm while achieving individual conference level production.”

According to the Financial Industry Regulatory Authority, Ran Regev holds 16 years of securities industry experience. Based in Fort Lauderdale, Florida, he has been a broker and an investment advisor with Osaic Wealth since 2023. His past registrations include SagePoint Financial (Fort Lauderdale, Florida; 2015-2023) and MetLife Securities (Plantation, Florida; 2008-2015). His credentials include the passage of four securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Arizona, California, Florida, Georgia, Iowa, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Texas, and Virginia. (Information current as of May 6, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.