Robert Wise: Wells Fargo Advisor Faces $1 Million Complaint

Tampa, Florida financial advisor Robert Wise (CRD# 5884184) recently received an investor complaint alleging that his advice resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors, respectively.

Mr. Wise’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that as a representative of Wells Fargo Clearing Services, he recommended unsuitable municipal bond investments. The pending complaint alleges damages of at least $1 million.

Wells Fargo’s website includes a profile of Mr. Wise that describes his background and areas of focus, including advisory services, IRA strategies, and retirement planning. “As a Financial Advisor with Wells Fargo Advisors, I can deliver a full range of investment planning strategies tailored to your unique needs,” it explains. “Whether you are investing for retirement, education expenses or some other goal, I will help you make informed decisions about your investment strategy.”

According to the Financial Industry Regulatory Authority, Robert Wise holds 13 years of securities industry experience. Based in Tampa, Florida, he has been registered as a broker and an investment advisor with Wells Fargo Clearing Services and Wells Fargo Advisors, respectively, since 2016. His past registrations include Merrill Lynch (Tampa, Florida; 2011-2016) and Wells Fargo Advisors (Tampa, Florida; 2011). His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He holds 25 state licenses. (Information current as of September 29, 2024.)

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