Stan Crisci: RBC Advisor Lands $100K Complaint

A recent investor complaint against Indianapolis financial advisor Stan Crisci (CRD# 2687393) alleges that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with RBC Capital Markets, whose website describes him as a member of the Crisci Stine Walters Investment Group.

Mr. Crisci’s BrokerCheck report discloses one recent investor complaint. Filed in July 2024, it alleges that as a representative of RBC Capital Markets, he unsuitably invested the customer’s accounts. The pending complaint alleges damages of $100,000.

RBC Capital Markets’ website includes a profile of Mr. Crisci that describes his background and experience as a member of the firm’s Crisci Stine Walters Investment Group. “Stan develops individualized wealth management plans to help our clients meet their retirement goals, and he also plays an integral role in helping business owners as they go through the process of selling their business,” it explains. “Stan also assists in estate planning for families, and also works with heirs to settle estates. He can utilize option and hedging strategies in the correct situation.”

Elsewhere, the group describes its approach to wealth management. “Our goals-based wealth planning approach is designed to ultimately help you achieve your vision and live empowered,” it states. “Working together, we identify strategies to help grow your wealth, fund your lifestyle today and tomorrow, protect what’s important to you and create your legacy.”

According to the Financial Industry Regulatory Authority, Stan Crisci holds 28 years of securities industry experience. Based in Indianapolis, Indiana, he has been registered as a broker and an investment advisor with RBC Capital Markets since 2013. His past registrations include Raymond James & Associates (2013), Morgan Keegan & Company (2008-2013), the Huntington Investment Company (1998-2008), and Dean Witter Reynolds (1996-1998). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. he holds 31 state licenses. (Information current as of August 4, 2024.)

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