Tammy Bowman: Janney Advisor Lands $140K Complaint

Royersford, Pennsylvania financial advisor Tammy Bowman (CRD# 2159262) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Janney Montgomery Scott, whose website describes her as a member of Bowman Maurer Wealth Management, a practice within the firm.

Ms. Bowman’s BrokerCheck report discloses two investor complaints. The most recent, filed in August 2024, alleges that as a representative of Janney Montgomery Scott, she invested the customers’ accounts unsuitably. The pending complaint alleges damages of $140,000.

An earlier investor complaint, filed in 2016, alleged that as a representative of Janney Montgomery Scott she “did not provide accurate information about the features of an annuity prior to the client’s purchase of the annuity.” The complaint alleged unspecified damages and was denied by the firm.

Janney Montgomery Scott’s website includes a profile of Ms. Bowman that describes her background and experience. “She strives to educate and build individual relationships with her clients and enjoys helping them meet their financial and retirement goals,” it explains. Elsewhere, the website describes Bowman Maurer Wealth Management’s approach to working with its clients. “We take a comprehensive and customized approach to your finances, by understanding your needs and goals and aligning your investment strategies to help meet those goals,” it states. “Our depth of knowledge and experience, combined with our Firm’s capabilities and resources, enables us to provide high-quality service while offering advice and executing financial solutions for every stage of life.”

According to the Financial Industry Regulatory Authority, Tammy Bowman holds 32 years of securities industry experience. Based in Royersford, Pennsylvania, she has been registered as a broker and an investment advisor with Janney Montgomery Scott since 1999 and 2006, respectively. Her past registrations include First Union Securities and First Union Capital Markets. Her credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. She holds 26 state licenses. (Information current as of August 31, 2024.)

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