Victoria Bogner: $210K Complaint Against Allworth, Ex-Cetera Advisor

Lawrence, Kansas financial advisor Victoria Bogner (CRD# 5048328) recently received an investor complaint alleging that she made unsuitable investment recommendations. Financial Industry Regulatory Authority records show that she is registered as a broker with AW Securities and an investment advisor with Allworth Financial.

Ms. Bogner’s BrokerCheck report discloses one investor complaint. Filed in July 2024, it alleges that as a representative of Cetera Advisor Networks, she recommended unsuitable investments in a non-traded business development company. The pending complaint alleges damages of $210,000.

Allworth Financial’s website includes a profile of Ms. Bogner that describes her as a partner-advisor at the firm. “An oft-quoted resource in numerous financial sector publications, and a proud graduate of Kansas State University, where she majored in Mathematics and minored in both Computer Science and Japanese,” it states, “in 2018, Victoria was recognized as an Investment News’ 40 Under 40 honoree, a yearly compilation of the top young professionals in the financial services industry nationwide.”

Elsewhere, the firm describes its approach to working with its clients. “When you choose Allworth, you choose a dedicated team of fiduciary financial experts and specialists who prioritize your interests above all else,” it explains. “Because your wealth deserves every advantage it can get—and that includes working with a team who is committed to serving you, not selling you.”

According to the Financial Industry Regulatory Authority, Victoria Bogner holds 19 years of securities industry experience. Based in Lawrence, Kansas, she has been registered as a broker with AW Securities and an investment advisor with Allworth Financial since 2023. Her past registrations include Affinity Financial Advisors (2007-2023) and Cetera Advisor Networks (2006-2023). Her credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. She holds 28 state licenses. (Information current as of February 20, 2025.)

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