Close Menu
Free Consultation: 888-976-6111

Will Tenpenny: Edward Jones Advisor Lands 6-Figure Complaint

Spring Hill, Tennessee financial advisor Will Tenpenny (CRD# 5606390) allegedly executed a fraudulent transaction, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Edward Jones.

Mr. Tenpenny’s BrokerCheck report discloses one investor complaint. Filed in February 2025, alleges that as a representative of Edward Jones & Company, he engaged in a fraudulent transaction when he induced the client to sell a property “for a price below fair market value.” The pending complaint alleges damages of $1.75 million.

FINRA Rule 2010 stipulates that persons associated with FINRA must “observe high standards of commercial honor and just and equitable principles of trade.” Various forms of unethical conduct, such as the inducement of fraudulent transactions, may be considered violations of FINRA Rule 2010, provided the activities occur “in the conduct of [the member’s] business.”

In a profile featured on the Spring Hill Chamber of Commerce’s website, Mr. Tenpenny describes his services as a financial professional. “As your financial advisor, my job first and foremost is to figure out what is most important to you,” he explains. “We invest our time to learn about your dreams and goals so we can make the best decisions for you. After this, we use our established process to build personalized strategies to help you achieve your goals. We then partner with you throughout your life to guide you towards reaching these goals.”

According to the Financial Industry Regulatory Authority, Will Tenpenny holds 15 years of securities industry experience. Based in Spring Hill, Tennessee, he has been registered as a broker and an investment advisor with Edward Jones since 2009. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. He holds 20 state licenses. (Information current as of April 12, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Will Tenpenny: Edward Jones Advisor Lands 6-Figure Complaint

    Spring Hill, Tennessee financial advisor Will Tenpenny (CRD# 5606390) allegedly executed a fraudulent transaction, according to a recent investor complaint....

    Read More
  • Isaiah Williams: FINRA Bars Ex-Merrill Lynch Advisor

    Former Boca Raton financial advisor Isaiah Williams (CRD# 6211219) was recently sanctioned and suspended in connection with alleged rule violations....

    Read More
  • Bill Conn: FINRA Suspends Ex-Raymond James Advisor

    Former San Francisco financial advisor Bill Conn (CRD# 1477107) was recently sanctioned in connection with allegations of unauthorized trades and...

    Read More
  • Karen Briggs: $259K Complaint Against Ex-LPL Advisor

    A recent investor complaint against former Edmonds, Washington financial advisor Karen Briggs (CRD# 1100275) alleges that she recommended an unsuitable...

    Read More
  • Previous
  • Next